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Baron Capital Enterprises

Baron Capital has been created to service the multi billion dollar small cap markets, over $100 billion dollars through the OTC market on an annual basis, but Wall Street is backing away.

Over the past several years through regulatory changes that are suppose to help protect the investors have caused small cap companies to hit a wall when seeking to raise capital.

Here are a few facts most investors do not know:

Online trading firms do accept penny or sub penny stocks to be deposited in to your

account either by certificate or electronically.

Mainstream firms on Wall Street do not accept sub penny stocks and will only accept

penny stocks if you have large cash balances on deposit ranging from $500,000 to over $1,000,000.

Some firms no longer accept stock certificates AT ALL.

Depository Trust Clearing Corporation (also known as DTC) is the only entity with the power to make securities DTC eligible and move through their electronic system known as DTC FAST or DWAC. DTC DOES NOT approve any sub penny stocks and very few penny stocks.

Currently there is less then a handful of clearing houses that will accept penny stock or sub penny stocks and more stop taking them everyday. The ones that do accept these stocks have limitations as to the amount of shares they will carry in-house or sale limitations.

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Secure Online Investments

To the average investor who places their buy/sell order online this is not any issue, but what if had the chance to get in on the ground floor of the next great thing? What if you received information on a private placement to purchase stock from a company looking to raise capital? Well unless you knew 100% that this company was going to be trading on an exchange that you could deposit your investment to cash out, you NEVER WILL no one will take your certificates unless you know where to look, and if everything remains status qua.

Baron Capital will change all that are goals are simple service the “Client” which in this case happens to be small cap companies and the investors that make up these companies, by doing the following:

Baron Capital is becoming a one stop shop for small cap companies and investors

Through our transfer agency Baron Capital Transfer & Registrar, LLC we can service our clients transfer needs.

Through our Investment firm Baron Capital Securities we will be able to assist small cap companies in raising capital, going public, working with investors to deposit securities through its in house clearing department, and creating more liquidity.

Baron Capital will have a fund established to purchase debt and securities from companies at pre-determined discounts that it can sell for a profit.

Baron Capital will offer companies a one of a kind tool to allow them to create market awareness on their own terms. This tool will allow companies to create programs at a fraction of the cost and be in complete control of what is being disseminated about the company

Baron Capital has a two year plan to implement all the pieces of its business model some which are not listed here so they are protected from anyone copying the model.

Baron Capital plans on turning the clock back 20 years offering both the small cap company and the investor the opportunity to utilize the public markets to raise capital and make money.

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